Philip M. Maliniak, Xerxes L. Nabong, and Margaret V. Little are Registered Representatives offering Securities and Advisory Services through UNITED PLANNERS FINANCIAL SERVICES, Member: FINRA, SIPC.
The information on this site is being provided for educational purposes only. In no way is the information on this site to be deemed a solicitation to open an account or conduct securities transactions. The information herein is accurate and complete to the best of our knowledge. Information provided by third parties, while filtered for overt inaccuracies and misstatements, is the responsibility of the third party. The information on this site should not be your sole resource with respect to making an investment determination. Always discuss your personal investment objectives, risk tolerance, liquidity needs, financial situation, etc. with an investment professional prior to investing in any particular security or investment strategy. You should always consult a tax or legal professional for advice regarding your specific tax and/or legal situation. Past performance is not indicative of future results. All investing carries an inherent risk of the loss of principal.
This communication is strictly intended for individuals residing in the states listed below. No offers may be made or accepted from any resident outside the specific state(s) referenced.
A broker-dealer, investment advisor, BD agent, or IA representative may only transact business in a state if first registered appropriately. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements.
For information concerning the licensing status or disciplinary history of a broker dealer, investment advisor, BD agent, or IA representative, a consumer should contact his or her state securities law administrator.
Securities and Advisory Services offered through United Planners Financial Services. Member FINRA, SIPC. Wealth Avenue™ Advisors and United Planners Financial Services are not affiliated. We are registered to sell Securities in the following states:
Philip M. Maliniak: Alaska, Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Massachusetts, Maryland, Michigan, Minnesota, Missouri, Montana, North Carolina, New Jersey, New Mexico, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington, Washington D.C., and West Virginia.
Xerxes L. Nabong: Alaska, Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Massachusetts, Maryland, Michigan, Minnesota, Missouri, Montana, North Carolina, New Jersey, New Mexico, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington, Washington D.C., and West Virginia.
Margaret V. Little: Alabama, California, Florida, Georgia, Idaho, Massachusetts, Maryland, Michigan, Missouri, North Carolina, New York, Pennsylvania, South Carolina, Virginia, Washington, and Washington D.C.